UWM operates a largely decentralized compliance structure, with development, coordination and oversight by UWM’s Compliance and Ethics Officer and institutional oversight by Executive and Steering Committees and Compliance Working Groups.

UWM Compliance Topics

Below is a list of compliance topics at UWM. The list is not comprehensive. If the topic you are looking for is not listed, please reach out to the Compliance & Ethics Officer.

Training
Compliance Notices