CFA Ethics and Standards of Practice

This seminar explores ethical practices in the investment profession and the CFA Code of Ethics and Standards of Practice. Good ethics is a key to well-functioning financial markets. Individuals entrust management of their assets to professionals. Lack of integrity reduces the flow of capital, increases the cost of capital, and slows growth. Conversely, good ethics leads to trust which increases prosperity.

At the end of the seminar,  students will be able to explain proper decision-making in various ethical situations and discuss the importance of ethics in a well-functioning market. The course objectives include explaining the importance of ethics and analyze ethical situations in practice and analyzing the CFA Code of Ethics and CFA Standards of Practice.

Speakers:
Bill McGinnis, CFA, CEO & Founder / Career Strategist & Career Coach, Exponential Careers & former President of the CFA Society
G. Kevin Spellman, PhD, CFA, Director of Investment Management Certificate Program