{"id":2029,"date":"2024-12-23T15:24:38","date_gmt":"2024-12-23T21:24:38","guid":{"rendered":"https:\/\/uwm.edu\/hr\/?page_id=2029"},"modified":"2026-03-31T09:05:57","modified_gmt":"2026-03-31T14:05:57","slug":"university-staff-complaint-procedures","status":"publish","type":"page","link":"https:\/\/uwm.edu\/hr\/policies\/university-staff-complaint-procedures\/","title":{"rendered":"University Staff Complaint Procedures"},"content":{"rendered":"\n<div class=\"uwm-l-row\">\n<div class=\"uwm-l-col\">\n<p class=\"size-p-sm uwm-u-m-0\"><strong>Authority:<\/strong><\/p>\n\n\n\n<p class=\"size-p-sm uwm-u-m-0 uwm-c-link--external\">Wisconsin Statutes \u00a7 36.115<\/p>\n\n\n\n<p class=\"size-p-sm uwm-u-m-0\">UW System Administrative Policy SYS 1241<\/p>\n\n\n\n<p class=\"size-p-sm\"><strong>Revised:<\/strong> July 13, 2022<\/p>\n\n\n\n<p class=\"size-p-sm\"><strong>Initiator:<\/strong> Robin Van Harpen, Vice Chancellor, Finance &amp; Administrative Affairs<\/p>\n\n\n\n<p class=\"size-p-sm\"><strong>Responsible Party:<\/strong> Department of Human Resources, University Staff Committee<\/p>\n<\/div>\n\n\n\n<div class=\"uwm-l-col uwm-l-col--4 uwm-l-offset--1\"><\/div>\n<\/div>\n\n\n\n<hr class=\"has-alpha-channel-opacity\" \/>\n\n\n\n<div class=\"uwm-l-row\">\n<div class=\"uwm-l-col\">\n<h2 class=\"wp-block-heading default\" id=\"h-1-purpose\">1. Purpose<\/h2>\n\n\n\n<p>To establish procedures for addressing complaints of misconduct by University Staff members that violate the UWM Code of Conduct, other rules or policies of UWM, or the regulations and statutes of the State of Wisconsin.<\/p>\n\n\n\n<h2 class=\"wp-block-heading default\" id=\"h-2-policy-background\">2. Policy Background<\/h2>\n\n\n\n<p>Wis. Stat. \u00a7 36.115(2) requires the Board of Regents to develop personnel systems that are separate and distinct from the personnel system under Wis. Stat. Chapter 230, effective July 1, 2015.<\/p>\n\n\n\n<p>Chapters UWS 6 and UWS 13 of the Wisconsin Administrative Code require UW System institutions to establish complaint procedures for faculty and academic staff in cases involving allegations made by persons other than the employee\u2019s supervisor. Complaints against faculty or academic staff may be submitted by administrators, students, other faculty or academic staff members, university staff, or members of the public. Chapter UWS 18 of the Wisconsin Administrative Code regulates conduct on all UW system property.<\/p>\n\n\n\n<p>Complaint procedures for UWM Academic Staff are found in the Academic Staff Personnel Policies and Procedures, Chapter 111.<\/p>\n\n\n\n<h2 class=\"wp-block-heading default\" id=\"h-3-definitions\">3. Definitions<\/h2>\n\n\n\n<p><em>Complaint Procedure<\/em> means the process through which a UWM employee or a member of the public may allege that while in the performance of his\/her duties, a University Staff member has engaged in conduct that violates the rules or policies of UWM.<\/p>\n\n\n\n<p><em>University Staff<\/em> are members of the university workforce who contribute in a broad array of positions in support of the university\u2019s mission and are not exempt (hourly<sup>1<\/sup>) from the overtime provisions of the Fair Labor Standards Act (FLSA).<\/p>\n\n\n\n<p class=\"size-p-sm\"><sup>1<\/sup> All FLSA exempt employees holding positions in the State of Wisconsin (formerly titled) \u201cclassified\u201d service as of June 30, 2015 are given the choice to remain in the (now titled) University Staff for as long as they retain their existing positions, or to voluntarily be reassigned to a position that the institution has designated as either an Academic Staff or limited appointment position \u2013 see UW System Administrative Policy SYS 1287.<\/p>\n\n\n\n<h2 class=\"wp-block-heading default\" id=\"h-4-policy-and-practice\">4. Policy and Practice<\/h2>\n\n\n\n<p>Employees and members of the public may submit complaints about University Staff employees for conduct that violates the UWM Code of Conduct, other rules or policies of UWM, or the regulations and statutes of the State of Wisconsin. The complaint will not be deemed valid unless the complainant provides his or her name for identification purposes.<\/p>\n\n\n\n<p>If someone witnesses or has information regarding the commission of a crime, it should be reported directly to the UWM Police.<\/p>\n\n\n\n<p>This policy shall not abridge rights protected by the U.S. Constitution or other federal or state laws.<\/p>\n\n\n\n<p>The individual wishing to lodge or file a complaint should put his or her concerns and allegations into writing and submit them directly to the direct supervisor, department chair, or department head of the individual being complained about. In the alternative, such complaints may be submitted to the Employment Relations Specialist in the Department of Human Resources, who serves as the Chancellor\u2019s designee.<\/p>\n\n\n\n<p>When submitted to the Chancellor\u2019s designee, he or she will review the complaint and refer it for investigation to the Human Resources Business Partner or the Dean or Division Head for the School, College, Department, or Division in which the individual being complained about works, unless those parties are in fact the subject of the complaint. If that is the case the complaint will be referred for investigation to the Provost (for the academic units), the appropriate Vice Chancellor (for the administrative divisions) or another administrator with the power and authority to investigate and make effective recommendations for resolution.<\/p>\n\n\n\n<p>The School, College, Division, or Department representative to whom the complaint is referred has an obligation to investigate the allegations in the submitted complaint and to seek to resolve the complaint informally. If the complaint cannot be satisfactorily resolved, the School, College, Division or Department representative shall make recommendations for resolution, utilizing existing policies and practices.<\/p>\n\n\n\n<p>The University Staff Committee will receive an annual report of complaints received by School, College, Division, or Department.<\/p>\n<\/div>\n\n\n\n<div class=\"uwm-l-col uwm-l-col--4 uwm-l-offset--1\">\n<h2 class=\"wp-block-heading default\" id=\"h-related-documents\">Related Documents<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li class=\"uwm-c-link--external\"><a href=\"https:\/\/docs.legis.wisconsin.gov\/code\/admin_code\/uws\/6\" target=\"_blank\" rel=\"noreferrer noopener\">UWS 6<\/a><\/li>\n\n\n\n<li class=\"uwm-c-link--external\"><a href=\"https:\/\/docs.legis.wisconsin.gov\/code\/admin_code\/uws\/13\" target=\"_blank\" rel=\"noreferrer noopener\">UWS 13<\/a><\/li>\n\n\n\n<li class=\"uwm-c-link--external\"><a href=\"https:\/\/docs.legis.wisconsin.gov\/code\/admin_code\/uws\/18\" target=\"_blank\" rel=\"noreferrer noopener\">UWS 18<\/a><\/li>\n\n\n\n<li>Academic Staff Personnel Policies and Procedures, Chapter 111<\/li>\n\n\n\n<li><a href=\"https:\/\/www.wisconsin.edu\/uw-policies\/uw-system-administrative-policies\/voluntary-reassignment-of-formerly-classified-flsa-exempt-employees-to-academic-staff-limited-appointment-positions\/\" target=\"_blank\" rel=\"noreferrer noopener\">SYS 1287<\/a><\/li>\n<\/ul>\n\n\n\n<div style=\"height:5px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<h2 class=\"wp-block-heading default\" id=\"h-contact-information\">Contact Information<\/h2>\n\n\n\n<p>For information about the operation of this policy, contact the <a href=\"https:\/\/uwm.edu\/hr\/client-group-assignments\/\" target=\"_blank\" rel=\"noreferrer noopener\">Human Resources Business Partner<\/a> for your respective School, College, Division or Department, or the Department of Human Resources.<\/p>\n<\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":3280,"featured_media":0,"parent":66,"menu_order":32,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"_tec_requires_first_save":true,"_EventAllDay":false,"_EventTimezone":"","_EventStartDate":"","_EventEndDate":"","_EventStartDateUTC":"","_EventEndDateUTC":"","_EventShowMap":false,"_EventShowMapLink":false,"_EventURL":"","_EventCost":"","_EventCostDescription":"","_EventCurrencySymbol":"","_EventCurrencyCode":"","_EventCurrencyPosition":"","_EventDateTimeSeparator":"","_EventTimeRangeSeparator":"","_EventOrganizerID":[],"_EventVenueID":[],"_OrganizerEmail":"","_OrganizerPhone":"","_OrganizerWebsite":"","_VenueAddress":"","_VenueCity":"","_VenueCountry":"","_VenueProvince":"","_VenueState":"","_VenueZip":"","_VenuePhone":"","_VenueURL":"","_VenueStateProvince":"","_VenueLat":"","_VenueLng":"","_VenueShowMap":false,"_VenueShowMapLink":false,"_tribe_blocks_recurrence_rules":"","_tribe_blocks_recurrence_description":"","_tribe_blocks_recurrence_exclusions":"","footnotes":"","uwm_wg_additional_authors":[]},"class_list":["post-2029","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/pages\/2029","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/users\/3280"}],"replies":[{"embeddable":true,"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/comments?post=2029"}],"version-history":[{"count":4,"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/pages\/2029\/revisions"}],"predecessor-version":[{"id":5801,"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/pages\/2029\/revisions\/5801"}],"up":[{"embeddable":true,"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/pages\/66"}],"wp:attachment":[{"href":"https:\/\/uwm.edu\/hr\/wp-json\/wp\/v2\/media?parent=2029"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}