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CFA Ethics and Standards of Practice Seminar

October 25, 2018 @ 5:30 pm - 9:30 pm

Lubar Hall, S322

This seminar explores ethical practices in the investment profession and the CFA Code of Ethics and Standards of Practice. Good ethics is a key to well-functioning financial markets. Individuals entrust management of their assets to professionals. Lack of integrity reduces the flow of capital, increases the cost of capital, and slows growth. Conversely, good ethics leads to trust which increases prosperity.

Seminar outline:

CFA Code of Ethics and Standards of Practice
presented by Bill McGinnis, CFA,
CEO & Founder / Career Strategist & Career Coach, Exponential Careers
& former President of the CFA Society

Role of the Fiduciary
presented by G. Kevin Spellman, PhD, CFA
Investment Management Certificate Program

At the end of the seminar, you will:
 – be able to explain proper decision-making in various ethical situations
– discuss the importance of ethics in a well functioning market.

Seminar objectives include:
 – explain the role of a fiduciary
– explain the importance of ethics and analyze ethical situations in practice
– analyze the CFA Code of Ethics and CFA Standards of Practice

For more information please contact: Dr. Kevin Spellman, CFA 608-334-2110 and for registration questions please contact Debbie Roy



October 25, 2018
5:30 pm - 9:30 pm